Prepare Your Team Before a Real Cyber Incident Happens

When a cyber incident hits your RIA, the biggest challenge is rarely the technology.

It’s knowing:

  • Who responds first
  • What happens next
  • How leadership communicates
  • How operations continue
  • What vendors need to be involved
  • How quickly decisions get made

Our Tabletop Exercises help RIAs test their incident response process before a real breach creates operational chaos.

Request Your Tabletop Exercises

Built for Both State & SEC-Registered RIAs

Whether you’re a growing state-registered RIA or an SEC-registered firm facing increased cybersecurity pressure, preparation matters.

We simulate realistic cyber incidents including:

  • Ransomware attacks
  • Microsoft 365 compromise
  • Business email compromise (BEC)
  • Vendor breaches
  • Client data exposure
  • Operational outages

The goal is simple:

Find the gaps before attackers do.

For State-Registered RIAs

We help smaller and growing firms:

  • Improve cybersecurity readiness
  • Create clear response procedures
  • Reduce confusion during incidents
  • Strengthen business continuity
  • Prepare for future growth

Fill out the form below torequest your Tabletop Exercises today

For SEC-Registered RIAs

We help firms strengthen:

  • Incident response planning
  • Operational resiliency
  • Vendor coordination
  • Leadership decision-making
  • Regulation S-P preparedness
  • Cybersecurity governance

The SEC continues emphasizing cybersecurity and operational resiliency during examinations.

What You Get

Realistic Breach Simulations
Practical scenarios tailored to RIAs.

Leadership Response Testing
See how your team responds under pressure.

Gap Identification
Uncover weaknesses before a real event.

Actionable Recommendations
Clear next steps to improve preparedness.

The Worst Time to Test Your Incident Response Plan Is During a Real Breach

A tabletop exercise helps your RIA prepare calmly and proactively before a cyber incident affects clients, operations, or compliance.

Request Your Tabletop Exercises

Or call us directly at 865-622-9304.